Commission Pricing & Fee Schedule

Stocks

Online $9.95
Broker Assisted $19.95

In some instances, pink sheet and foreign stocks require broker assistance. Commissions are charged on a per order basis. Limit orders executed over multiple days and modified orders after being partially filled on the same day will be treated as a separate order when calculating commissions.In addition, there is a $0.01 per share charge for orders over 5000 shares with a $150 maximum. Additional routing, ECN and pass through fees may apply.

Options

Online $9.95 + $1.25 per contract
Broker Assisted $19.95 + $1.25 per contract

Option trading is not suitable for all investors. Please click here to read the Characteristics and Risks of Standardized Options brochure.

Mutual Funds

No-Load Fund Purchase $35.00 per order
No-Load Fund Redemption $35.00 per order

Load Fund Purchase $35.00 per order*
Load Fund Redemption $35.00 per order*

You should consider the investment objectives, risks, and charges and expenses of a mutual fund carefully before investing. The prospectus contains this and other information about a mutual fund. The fund's objectives(s) and risk level as well as sales charges, redemption fees, initial minimum investment requirements, expense ratios, and rules regarding market timing are fully disclosed in the prospectus. The prospectus should be read carefully before investing.

* Load fund may charge a purchase and/or a redemption fee. The fund's prospectus will provide you with all the information on fees charged by the fund.

Fee Schedule

Trade confirmations, U.S. mail delivery $3.00 per day
Duplicate confirmations $1.50 per account per day
Duplicate statement $5.00 per statement
Wire request $35.00
International wire request $50.00
Check request overnight delivery $30.00
Check request Saturday delivery $40.00
ACAT outgoing $75.00
DTC deliveries $50.00 per issue
Returned checks $75.00
Stop payment $30.00

Voluntary corporate actions $40.00 per issue
Safekeeping fee $30.00 semi-annually per issue
Option Exercises & Assignments $25.00

IRA annual fee $50.00
IRA termination fee $100.00

All commissions and fees are subject to change without notice. Third party fees may be applicable to various transactions.


Trading Platform Fees:


BEST Direct 8: Free
BEST Direct Web: Free
BEST Direct Navigator:
(including Options Navigator)		 $125 per month (Full Rebate with 100 trades per month)*

*The above platform fees are based on a non-professional. Fees for professional subscribers may be higher. Customer accounts will be debited the base software fee at the beginning of the calendar month or on the date of the first activation. Any applicable software reimbursement will be posted to the customer’s account the following month if the above trade requirements are met. Please note that BEST Direct Securities, LLC reserves the right to pass through any applicable fees or taxes, including but not limited to regional or state sales taxes.